Former Chief Executive Officer CAPITAL CREEK PARTNERS - AUSTIN , TX - Avoid Fraud, Get The Facts, And What does this mean? This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. Mr. Gauntt spent the prior five years with Morgan Stanleys Private Wealth Management Division, assisting the company in opening the wealth management business in the southwest. Erica Warfield While this can be seen as "eating your own cooking," there are conflicts that may arise. Over the years, Jason has provided me and my team with invaluable insight and guidance on both strategic opportunities and challenging issues. Mark serves on the Conference Committee for the Pension Real Estate Association (PREA) and the Program Committee for the University of Texas Real Estate Finance and Investment Center (REFIC). It manages $133.16 million of regulatory assets for 1 client accounts. DTCP - Crunchbase Investor Profile & Investments This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. He is a thoughtful listener that processes and understands complex business issues quickly. On behalf of the entire Little League International Board of Directors, we are honored to welcome Robert to our board and look forward to utilizing his professional expertise and strong Little League volunteer background as we continue to strengthen and enhance the Little League program, said Hugh E. Tanner, Little League International Board of Directors Chairman. The firm's website is not secure by modern internet standards. The company employs 5 people that are either part- or full-time employees. Financial plans and investment portfolios are always unique to the client's personal financial situation. Jordyn Gauntt Capital Creek Partners Will any of my assets be invested in those products? Founded in 1986, BC Partners is a leading alternative investment manager focused on private equity, credit, and real estate, with deep networks across Europe and North America. Robert P. Gauntt at Capital Creek Partners | Wealthminder Is your firm affiliated with a law firm in any capacity? Austin, TX 78703. SaaS, Android, Cloud Computing, Medical Device), Where the organization is headquartered (e.g. You can reach the main office by calling the phone number 2102967119. View contacts for Capital Creek Partners to access new leads and connect with decision-makers. Checks take place monthly. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Firm or an advisory affiliate has previously had their authorization to act as an attorney, accountant, or federal contractor revoked or suspended. Yes or Mark Shoberg Capital Creek Partners Mark Shoberg Partner, Co-CIO EDUCATION Stanford University (MBA), Vanderbilt (BA) Mark was a managing director with Stanford Management Company and UTIMCO before joining Capital Creek. In 2019, she moved to Austin to launch Capstar Ventures with anchor capital from successful Texas entrepreneurs Steve Hicks, Kendra Scott, and Robert Gauntt. The investor.com website utilizes verified data from reputable sources, which includes the Securities and Exchange Commission (SEC); however, it can vary from time to time. What does this mean and why is this important? Colfax Creek | A private equity and investment firm dedicated to How does your firm mitigate them? We build solid partnerships with company owners and management teams to develop and execute their growth strategies. The firm was founded in 2019 by Robert Gauntt and Michael Miller. Capital Creek Partners operates as a financial advisory firm based in Austin, Texas. Wed love to chat. Capital Creek Partners, LLC :: Texas (US) :: OpenCorporates Prosek Partners Chief Executive Officer He excelled amongst the rest in the areas of business strategy, decision making, and financial management. Is your firm a broker-dealer or are you affiliated with one? What does this mean? FINRA data last verified November 07, 2022. This could be detrimental to a client during down markets. Copyright 2003-2023 Real Estate. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as Founded by Kathryn Cavanaugh in 2019, Capstar Ventures invests nationwide in innovative consumer companies. Cavanaugh has been investing in and advising early-stage companies across consumer, healthcare, and technology for the past 15 years. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Firm or a related person trades securities for themselves that they also recommend to their clients. What does this mean and why is it important? Little League. While working at Grace Beauty Capital, Mainsail Partners, and De Novo Ventures, she deployed and actively supported over $350M of equity investments, including early-stage disruptive consumer brands such as Rothys, Supergoop!, Parachute, Primary, and M.M.LaFleur. What does this mean and why is it important? ewarfield@prosek.com Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? Firms that receive soft-dollar benefits could be incentivized to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients. Our system found no disciplinary alerts. In the past 10 years, a domestic or foreign court has issued an injunction against the firm or an advisory affiliate in connection with an investment-related activity. Please note: Search data is accumulated by 3rd party and refreshed once per day. The SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). SUITE 100, AUSTIN, TX. Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. Capital Creek Partners manages $509.6 million and provides investment advisory services for 32 clients (1:11 advisor/client ratio). Will anyone that was involved be involved with my accounts in any capacity? Co-Investment. Mark was a managing director with Stanford Management Company and UTIMCO before joining Capital Creek. Capstar Ventures is an early-stage venture capital firm that invests in the next generation of innovative consumer companies. Mark has served as a guest lecturer for Stanford University and the University of Notre Dame. Mark has served on the advisory board for over a hundred private equity funds throughout his career. MEMBER owns more than 5% but less than 10%, FOUNDING PARTNER, CCO owns more than 25% but less than 50%, FOUNDING PARTNER owns more than 50% but less than 75%. He led the initial acquisition team and continued to serve on our Board of Directors. Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. 80 percent of the employees work as investment advisers or researchers. This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. Marks extensive pre-investment experience provided him with broad operating exposure to several industries including technology, oil & gas, real estate, and consulting. Dry Creek Capital Partners Announces Launch and First Investment Capital Creek Partners Firm's CRD Number: 301211 1608 5th St., Suite 200, Austin, TX 78703 By the Numbers Total Assets Under Management 510 MILLIONS Total Number of Accounts 415 ACCOUNTS Average Account Value $1,227,993 Compensation Options A percentage of assets under your management Fixed fees (other than subscription fees) Performance-based fees With experience from some of the largest institutions and endowments in the country, our goal is to create generational value for our partner families and organizations. For more information on how investor.com rates and reviews firms, please see the Trust Algorithm page. Does your firm perform side-by-side management? All rights reserved. Encore Rehabilitation. Employees dont receive compensation from other entities for client referrals. With Colfax Creek, Jason is a managing partner and board member for Midwest Innovative Products, Premier Engineered Products, Traverse City Products, and Dial Tool Industries. For the most up-to-date information, please view the applicable SEC and FINRA reports above. Our system has identified the following conflict alerts. Unlike HTTPS connections, HTTP connections are not encrypted. Investor.com is your trustworthy guide to the world of personal finance. Read through our introductory course to financial advisors. It is our organization's mission to provide unbiased and objective information. All rights reserved. Dry Creek Capital Partners LP Steve Emerson (720) 836-6503 semerson@drycreekcp.com 400 Capital Management LLC Katrina Allen Edelman (917) 640-2753 Katrina.allen@edelman.com Site Navigation Why doesnt your firm use a secure website? As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Sensitive information sent over an HTTP connection can easily be eavesdropped on by third-parties. Capital Creek Partners | Wealthminder InvestingReview.org does not provide investment advice. Capital Creek Partners, LLC is a large advisory firm based in Austin. Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. For instance, research has shown that mutual funds that use incentive fees take on more risk than funds that do not, and tend to double down and increase their risk following a poor performance.